Financial Regulations: Statute and Code Reference

This page provides a structured reference to the 153 regulatory citations tracked across National Business Authority. All citations are extracted from page content and verified against primary sources.

Citation Summary

Category Count
Federal Statutes (U.S. Code) 36
Federal Regulations (C.F.R.) 30
Named Federal Acts 69
Building & Electrical Codes 11
Public Laws 6
Federal Register Notices 1
Total 153

Federal Statutes (U.S. Code)

Citation Jurisdiction
12 U.S.C. § 1 US
12 U.S.C. § 1820(d) US
12 U.S.C. § 1821 US
12 U.S.C. § 1828(c) US
12 U.S.C. § 1841 US
12 U.S.C. § 1844 US
12 U.S.C. § 21 US
12 U.S.C. § 25b US
12 U.S.C. § 2901 US
12 U.S.C. § 5323 US
12 U.S.C. § 5481 US
12 U.S.C. § 5491 US
12 U.S.C. § 5514 US
15 U.S.C. § 1011 US
15 U.S.C. § 1601 US
15 U.S.C. § 1691 US
15 U.S.C. § 18a US
15 U.S.C. § 45 US
15 U.S.C. § 636 US
15 U.S.C. § 636(m) US
15 U.S.C. § 656 US
15 U.S.C. § 6801 US
15 U.S.C. § 7001 US
15 U.S.C. § 77a US
15 U.S.C. § 8201 US
26 U.S.C. § 179 US
26 U.S.C. § 368 US
31 U.S.C. § 3901 US
31 U.S.C. § 5311 US
31 U.S.C. § 5312 US
31 U.S.C. § 5318 US
31 U.S.C. § 5318(h) US
42 U.S.C. § 1320a US
5 U.S.C. § 8101 US
7 U.S.C. § 1 US
7 U.S.C. § 2(h)(7) US

Federal Regulations (C.F.R.)

Citation Jurisdiction
12 C.F.R. Part 1002 US
12 C.F.R. Part 1026 US
12 C.F.R. Part 1026.3 US
12 C.F.R. Part 225 US
12 C.F.R. Part 3 US
12 C.F.R. Part 323 US
12 C.F.R. Part 330 US
12 C.F.R. Part 7 US
13 C.F.R. Part 120 US
13 C.F.R. Part 120.110 US
13 C.F.R. Part 121 US
13 C.F.R. Part 124 US
13 C.F.R. Part 124.103 US
13 C.F.R. Part 124.104 US
13 C.F.R. Part 127 US
13 C.F.R. Part 127.200 US
17 C.F.R. Part 229 US
17 C.F.R. Part 230.501 US
17 C.F.R. Part 240.15 US
17 C.F.R. Part 240.17 US
31 C.F.R. Part 10 US
31 C.F.R. Part 1010.220 US
31 C.F.R. Part 1010.230 US
31 C.F.R. Part 1010.311 US
31 C.F.R. Part 1010.430 US
31 C.F.R. Part 1020.320 US
31 C.F.R. Part 1022 US
7 C.F.R. Part 1404 US
7 C.F.R. Part 4279 US
7 C.F.R. Part 762 US

Named Federal Acts

Citation Jurisdiction
Anti-Money Laundering Act of 2020 US
Bank Holding Company Act US
Bank Holding Company Act of 1956 US
Bank Merger Act US
Bank Secrecy Act US
California Consumer Privacy Act US
Commercial Act US
Commodity Exchange Act US
Community Reinvestment Act US
Compensation Act US
Consumer Financial Protection Act US
Consumer Financial Protection Act of 2010 US
Dodd-Frank Act US
Dodd-Frank Wall Street Reform and Consumer Protection Act US
Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 US
Economic Growth, Regulatory Relief, and Consumer Protection Act of 2018 US
Employee Retirement Income Security Act of 1974 US
Equal Credit Opportunity Act US
FTC Act US
Federal Credit Union Act US
Federal Deposit Insurance Act US
Federal Reserve Act US
Financial Institutions Reform, Recovery, and Enforcement Act of 1989 US
Health Insurance Portability and Accountability Act US
Insurance Carriers and Related Act US
Insurance Holding Company System Regulatory Act US
Investment Advisers Act US
Investment Advisers Act of 1940 US
Investment Company Act of 1940 US
Leach-Bliley Act US
Leach-Bliley Act of 1999 US
McCarran-Ferguson Act US
Miller Act US
Minority Business Development Act of 2021 US
Model Insurance Holding Company System Regulatory Act US
National Bank Act US
Nonadmitted and Reinsurance Reform Act US
Nonadmitted and Reinsurance Reform Act of 2010 US
Producer Licensing Model Act US
Prompt Payment Act US
Riegle Community Development and Regulatory Improvement Act of 1994 US
SAFE Act US
SAFE Mortgage Licensing Act of 2008 US
SEC, Investment Advisers Act of 1940 US
SEC, Securities Exchange Act of 1934 US
Scott-Rodino Antitrust Improvements Act US
Securities Act of 1933 US
Securities Exchange Act US
Securities Exchange Act of 1934 US
Sign Act US
Small Business Act US
Small Business Investment Act of 1958 US
Survey of Equipment Finance Act US
Suspicious Act US
Tax Cuts and Jobs Act of 2017 US
The Bank Secrecy Act US
The Bank Secrecy Act of 1970 US
The Corporate Transparency Act US
The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 US
The Equal Credit Opportunity Act US
The FTC Act US
The Glass-Steagall Act of 1933 US
The SAFE Act US
Truth in Lending Act US
Truth in Savings Act US
Under the Investment Advisers Act of 1940 US
Under the Truth in Lending Act US
Uniform Money Services Act US
Uniform Securities Act US

Building & Electrical Codes

Citation Jurisdiction
IRC 1012 National
IRC 11 National
IRC 162 National
IRC 179 National
IRC 338 National
IRC 401 National
IRC 41 National
IRC 482 National
IRC 6081 National
IRC 6655 National
IRC 6672 National

Public Laws

Citation Jurisdiction
Pub. L. 103-325 US
Pub. L. 106-102 US
Pub. L. 111-203 US
Pub. L. 115-97 US
Pub. L. 116-283 US
Pub. L. 117-58 US

Federal Register Notices

Citation Jurisdiction
85 Fed. Reg. 68742 US

Pages with Regulatory Citations

Page Citations
financial-services-regulatory-environment-us 32
business-financial-services-compliance 31
financial-services-licensing-us 21
mergers-and-acquisitions-financial-services 16
business-tax-financial-services 13
minority-owned-business-financial-services 10
financial-services-technology-platforms 9
financial-services-industry-overview-us 9
venture-capital-and-private-equity-services 7
types-of-financial-services-businesses 7
business-financial-services-glossary 7
industry-specific-financial-services 6
commercial-insurance-financial-services 6
women-owned-business-financial-services 5
corporate-treasury-services 5
commercial-real-estate-financing 5
financial-services-directory-submission-guidelines 4
business-financial-planning-services 4
business-banking-account-types 4
sba-loan-programs 3
financial-services-topic-context 3
financial-services-directory-purpose-and-scope 3
equipment-financing-for-businesses 3
business-investment-services 3
startup-financial-services 2
payment-processing-services-for-businesses 2
invoice-factoring-services 2
fintech-services-for-businesses 2
corporate-financial-risk-management 2
business-wealth-management-services 2
... and 8 more pages

Recent Regulatory Changes

Change Type Date Source
Amendment to 17 CFR amendment 2026-03-03 ecfr
Amendment to 12 CFR amendment 2026-03-01 ecfr
Promoting the National Defense by Ensuring an Adequate Supply of Elemental Ph... executive order 2026-02-23 federal_register
Employment Authorization Reform for Asylum Applicants proposed rule 2026-02-23 federal_register
Appellate Jurisdiction Update final rule 2026-03-09 federal_register
Medicare Program; Hospital Outpatient Prospective Payment and Ambulatory Surg... final rule 2026-02-23 federal_register
Medications for the Treatment of Opioid Use Disorder; Correction final rule 2026-02-23 federal_register
Airworthiness Directives; Airbus Helicopters proposed rule 2026-02-23 federal_register
Airworthiness Directives; Airbus Canada Limited Partnership (Type Certificate... proposed rule 2026-02-23 federal_register
Airworthiness Directives; Airbus Helicopters final rule 2026-03-10 federal_register
Airworthiness Directives; Airbus Helicopters final rule 2026-03-10 federal_register
Comprehensive Fishery Management Plans for Puerto Rico, St. Croix, and St. Th... final rule 2026-02-23 federal_register
Fisheries of the Northeastern United States; Revised 2026 Atlantic Mackerel S... final rule 2026-02-23 federal_register
Airworthiness Directives; Airbus SAS Airplanes final rule 2026-03-30 federal_register
Age Search Service Fee Structure proposed rule 2026-02-23 federal_register
Policy Clarifying Definition of “Actively Engaged” for Purposes of Inspector ... final rule 2026-02-23 federal_register
Oil and Gas and Sulfur Operations in the Outer Continental Shelf-Revisions to... proposed rule 2026-02-23 federal_register
Form N-PORT Reporting proposed rule 2026-02-23 federal_register
Investment Company Names Form N-PORT Reporting; Extension of Compliance Date final rule 2026-03-25 federal_register
Farmer Bridge Assistance (FBA) Program final rule 2026-02-23 federal_register

Monitoring Sources

Citations on this site are monitored against the following regulatory data sources:

Citation data last extracted: 2026-03-08

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